Compliance and risk management

TOP NOTCH COMPLIANCE SUPPORT
SERVICES, KEEPING YOU ON THE
RIGHT SIDE OF THE REGULATORS.

At Active Group, our Compliance and Risk Management service delivery is built around an ethos of teams of highly qualified professional personnel providing multi-jurisdictional support tailored to the needs of you, our client.

Our personnel can act as MLRO, Compliance Officer, or just support those roles within your organisation. As we work as teams, having an Active Group person acting for you, brings with them the knowledge and support of the whole Active team. We have our fingers on the pulse of the compliance world, so bring to you the most up to date processes and procedures used within the financial services world.

Our Compliance and Risk Management teams also provide help and assistance with Cyber Risk Management, AIFMD reporting, Risk Assessments, and CRS and FATCA (AEOI) Reporting, as well as generally supporting Compliance led projects such as client file reviews, board reviews and preparation for regulatory oversight visits.

For Active Compliance solutions for your company, just ask for our
forward thinking Compliance Support services.

Our Compliance and Risk Management Support services include:

  • Provision of MLRO (Guernsey only)
  • Provision of Compliance Officers
  • Support to your own MLRO / Compliance Officers
  • AML and CFT Training
  • Provision of AML and Compliance Manuals
  • Maintain and Review your own AML and Compliance Manuals
  • Production of Compliance Monitoring Programs
  • AML and CFT Risk Assessments
  • Enterprise Risk Assessments
  • Corporate Governance and Board reviews
  • Pre-regulatory visit health checks
  • Review of Cyber-security provisions (Guernsey only)